Pay: $200,000.00 - $300,000.00 per year
Why This Is a Great Opportunity
Location:
Fully remote across the United States. Work from anywhere during U.S. business hours.
Note:
Candidates must hold active Series 7, Series 24, and Series 63 licenses. Minimum 15 years of experience in compliance with an SEC-registered, FINRA-member broker-dealer is required.
About Our Client
Our client is a pioneering financial technology company empowering dealmakers across the private markets. Their cloud-based platform enables broker-dealers to operate legally, efficiently, and collaboratively—simplifying regulatory processes while enhancing profitability and innovation. The company is growing rapidly and is backed by an ambitious mission to modernize the securities brokerage landscape.
Job Description
Qualifications
Why You’ll Love Working Here
JPC-468
#LI-SK3
Job Type: Full-time
Benefits:
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